Code of Business Conduct & Ethics

    This document summarizes The Charles Schwab Corporation's policies on General Corporate and Personal Standards of Conduct; Conflicts of Interest; Confidentiality of Information; Employment Practices; Business Practices; and Compliance Procedures.

     

    Code of Business Conduct and Ethics-UPDATED - PDF (72 KB / 15 pages)

    Code of Business Conduct and Ethics, as amended by the Board of Directors on December 10, 2009 to update sections on employment and anti-discrimination policies and to make certain other clarifying and non-substantive changes.


    Code of Business Conduct and Ethics - PDF (140 KB / 12 pages)

    Code of Business Conduct and Ethics, as adopted by the Board of Directors prior to its amendment on December 10, 2009.